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what to do if a client commits perjury while on the stand

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May 2014  | Earn ane hr of MCLE Credit in Legal Ethics

Liar, liar, your client's pants are on burn down! – the ethical dilemma of the lying client

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MCLE Self-Report Test

May 2014

1. The duty of candor to the court under CRPC 5-200 includes the duty not to mislead the court past a false statement of fact or law.
two. The duty of confidentiality under CRPC three-100 requires that a lawyer preserve the secrets of the client at every peril to himself or herself.
three. In California, a lawyer must disclose to the tribunal that a customer's statement fabricated in litigation is perjurious if reasonable remedial measures fail to right the upshot of the faux evidence.

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Consider the following example: You correspond a plaintiff in a negligence action in which your client is asking for damages due to pain and suffering related to a back injury. During your initial client interview at the offset of the representation, your client tells you that prior to her injury she had periodic dorsum problems, which caused her to miss work every so ofttimes.

Some months subsequently, at her degradation, defense force counsel asks her the following question: "Have you ever had dorsum pain prior to the accident?" Your customer responds by saying "No." While opposing counsel only sees your mask of calm demeanor equally your client states her reply under adjuration, underneath yous are anything but. What should you do? Do y'all have an obligation to practise something, and if so, what would be sufficient? Or do you have an selection to exercise nothing, given your duty to protect your client?

Competing duties

When a lawyer knows that a customer has lied under adjuration, the lawyer is presented with a truthful dilemma. The dilemma is present because, as lawyers licensed past the California Supreme Court, we owe duties not just to our clients, but to the court as well. California Rule of Professional Carry (CRPC) 5-200 provides that we owe a duty of candor to the courtroom in litigation matters. Specifically, CRPC v-200 states that, "In presenting a matter to a tribunal, a member (A) [s]hall apply, for the purposes of maintaining the causes confided to the fellow member such means only as are consistent with truth [and] (B) [s]hall not seek to mislead the gauge, judicial officer, or jury by an artifice or false statement of fact or law…." A similar statement of this duty is set along in California Business and Professions (B&P) Code section 6068(d). In addition to possible Land Bar subject field for violating these rules, B&P section 6128 provides that a lawyer is guilty of a misdemeanor when a lawyer engages in an "any deceit or collusion, or consents to any deceit or collusion, with intent to deceive the court or whatsoever party." The punishment for a violation of B&P section 6128 is upwardly to a half dozen-month jail judgement, a fine of upward to $2,500, or both.

On the other manus, lawyers owe their clients a duty of confidentiality, which CRPC three-100 describes as "the authentication of the client-lawyer relationship" (Discussion [1]). CRPC 3-100 requires that "A member shall not reveal information protected from disclosure past [B&P Lawmaking department 6068(due east)(ane)] without the informed consent of the client …." B&P Code section 6068(e)(1) states that a lawyer's duty is "[t]o maintain inviolate the confidence, and at every peril to himself or herself to preserve the secrets, of his or her customer." The only exceptions to the duty of confidentiality in California are situations where disclosure of client confidences may prevent a crime reasonably certain to result in death or substantial bodily impairment to an private (CRPC 3-100(B)).

In a situation where a client has testified falsely, the duty of artlessness and the duty of confidentiality disharmonize with one another, creating a true dilemma for the lawyer. The lawyer cannot reveal the client'southward deceit without violating confidentiality; however, the lawyer cannot simply sit down by and allow the testimony to stand without violating the duty of artlessness owed to the court. How tin a lawyer resolve the dilemma between the conflicting duties?

The California approach

The CRPC exercise not provide express guidance on how to handle this situation. While CRPC 5-200 places upon the lawyer the duty to not offer false evidence, the California rule does not create a duty to disembalm to the tribunal testimony that the lawyer knows is perjurious. California case potency makes it articulate that a lawyer is required to reconcile the duty of confidentiality to a client with a lawyer's duty of candor to the court (People v. Guzman, 45 Cal.3d 915, 945 (1988); People five. Johnson, 62 Cal.App.4th 608, 627 (1998).) Neither duty takes precedence over the other.

Of course, the threshold point for application of Rule five-200 is the lawyer'southward cognition that a statement offered past a client is false. Therefore, a lawyer needs to empathise the degree of certainty that a lawyer must take in order for a lawyer to "know" that a customer has made a faux statement nether oath. While a lawyer may non present evidence which is known to exist simulated, a lawyer may however ethically present bear witness that is suspected to be false or even incredible and that which the lawyer might personally disbelieve (People five. Bolton 166 Cal.App.4thursday 343, 357 (2008)).

The California State Bar's Committee on Professional Responsibility and Conduct (COPRAC) considered the question of whether a lawyer must study a client'due south perjurious testimony to the courtroom in Formal Stance 1983-74. In a situation where the false testimony occurs during a civil trial, the committee determined that B&P Code section 6068(due east) (afterward written into the CRPC equally a professional duty pursuant to CRPC 3-100) prevents a lawyer from divulging perjurious testimony absent the customer's consent. Nevertheless, the commission besides recognized a lawyer's silence or inaction could be seen equally not "consistent with truth" or an attempt "to mislead the judge … past an bamboozlement of imitation argument of [material] fact" (referencing B&P Code section 6068(d), at present reflected in CRPC 5-200(B)).

In reconciling the 2 duties, the committee noted in its stance that the law is clear that the apply past a lawyer of perjured testimony can subject a lawyer to criminal prosecution (Penal Code section 127) and that a lawyer's employ of perjured testimony could discipline the lawyer to "severe disciplinary activity (In re Jones (1930) 208 Cal. 240, 242 [and] In re Branch (1969) seventy Cal.2nd 200, 210 – 211)." Too, the committee found that a lawyer may have a duty to move for withdrawal from representation under what is now CRPC 3-700 considering the rule requires withdrawal when a lawyer "knows or should know that connected employment volition result in violation of [the CRPC] or of the State Bar Act" (which includes B&P Code section 6068).

The committee advised, in one case the lawyer believes that a client has fabricated a perjurious statement under adjuration, that the lawyer undertake a serial of measures designed to balance the duties owed to the client and to the court. Start, the lawyer should immediately confer privately with the client to explain that the lawyer believes the client has committed testimonial perjury, and to provide the customer an opportunity to explicate the testimony.

If, afterward discussing the situation with the client, the lawyer continues to believe that the client committed perjury, the lawyer must explain to the client the lawyer'due south duty to take corrective measures or to file a motion to withdraw from the case. The lawyer must too explain to the customer the necessity that steps exist taken to correct the false testimony, and that unless those steps are taken, the lawyer will have to move to withdraw from the representation. The lawyer should also explain the full ramifications of the client correcting the perjured testimony, including potential criminal prosecution and that the client's corrected testimony may bailiwick the client to a loss of brownie on cross-examination, which could cause the customer to lose the example.

The options available to endeavour and correct the testimony include the client going dorsum on the record and offering new, truthful testimony. The lawyer may also seek to obtain a stipulation from opposing counsel that the client's testimony be stricken. If such a stipulation is not possible, the lawyer tin can move that the testimony be stricken, and provide whatever non-confidential grounds exist for such a motility. The lawyer cannot disembalm that the testimony was perjured, unless the customer consents to the disclosure. If such a motion is unsuccessful, then the lawyer must movement to withdraw equally counsel, but the lawyer still cannot reveal that the customer's testimony was perjured.

If the court denies the lawyer'southward movement to withdraw and the lawyer must proceed with the case, the committee'south opinion is that the lawyer is required to proceed with the representation, but cannot rely on or refer to any of the perjured testimony. It should not be surprising that COPRAC notes at the end of Formal Opinion 1983-74 that the best advice is for lawyers to explain the ramifications of testimonial perjury to clients early in the human relationship to ensure that such problems do not occur.

Additionally, information technology is also worth noting that a discussion of California's approach to this result may vary somewhat if the perjury arises in a criminal rather than a civil case. For example, in Johnson, the court discussed the process that a lawyer should follow when a criminal defendant appears to intend to commit perjury at trial.

The Johnson court'south analysis centered on the fact that, unlike a party in a civil action, a criminal defendant has an absolute ramble right to testify pursuant to the Fifth, Sixth and 14th amendments to the U. S. Constitution. Therefore, the defendant must be immune to show, even if he intends to commit perjury (Johnson, supra, at 617). The court'south stance generally follows the process as laid out in COPRAC Formal Opinion 1983-74, except that it details how the lawyer may let the customer to use the "narrative approach" in order to avoid violating California's disciplinary rules. The narrative approach involves the lawyer calling the client to testify and the lawyer does not ask whatsoever questions, just, instead, permits the client to bear witness in a gratis narrative. In closing arguments, the lawyer refrains from referring to any of the client's false testimony (Id., at 624). The Johnson courtroom did not find the narrative approach to be a perfect solution, but did believe that it offered the best approach to resolving conflicting interests.

The ABA arroyo

While the CRPC does not provide an explicit answer on how to resolve the conflict betwixt these ethical duties, the ABA'due south Model Rules of Professional Conduct (MRPC) do clearly set along the position that the duty of confidentiality to a client is secondary to a lawyer'south duty of candor to the courtroom nether sure circumstances. While the MRPC have been adopted in a number of states, this is not the case in California. (Johnson, supra, at 619 (fn. vii)). While the MRPC are not decision-making say-so in California, they provide an interesting contrast in arroyo to this result.

MRPC iii.iii is the ABA'south rule covering a lawyer's duty of candor to the court, and applies to all lawyers, including criminal defense counsel (Annotate [vii]). MRPC 3.3(a)(3) provides that a "lawyer shall not knowingly … offering evidence that the lawyer knows to exist false. If a lawyer … has offered material evidence and the lawyer comes to know of its falsity, the lawyer shall take reasonable remedial measures, including, if necessary, disclosure to the tribunal." Further, MRPC 3.three(b) provides that a "lawyer … who knows that a person intends to engage, is engaging or has engaged in criminal or fraudulent deport related to the proceeding shall have reasonable remedial measures, including, if necessary, disclosure to the tribunal."

What actions are considered nether the dominion to be "reasonable remedial measures?" Every bit stated in Comment [10] to MRPC 3.3, "the proper class is to remonstrate [i.due east., 'plead in protest'] with the client confidentially, advise the client of the lawyer's duty of candor to the tribunal and seek the client'south cooperation with respect to the withdrawal or correction of the imitation argument or bear witness. If that fails the abet must accept farther remedial activeness," such as seeking withdrawal from the representation (see MRPC 1.16 for the dominion governing when a lawyer tin can properly request withdrawal). All of these suggested actions are consequent with California's rules and would be recommended options for a California lawyer. (Country Compensation Insurance Fund 5. WPS, Inc., seventy Cal.App.4th 644, 656 (1999) While the MRPC are non controlling authorization in California, the courts in our state can look to the ABA's rules for guidance when California does not have an upstanding rule that governs a specific effect.)

Comment [10] further specifies that, if the remedial measures described in a higher place are not successful, cannot be accomplished, or otherwise the event of the fake evidence is not corrected, both MRPC three.3(a) and MRPC three.3(b) require disclosure even if the disclosure of such data violates the duty of confidentiality (MRPC 1.half-dozen). MRPC 3.3 states that the duty of candor applies to all proceedings of the "tribunal" (MRPC iii.three(a)(1)), and this includes whatever "ancillary proceeding conducted pursuant to the tribunal's adjudicative authority, such every bit a deposition." (Annotate [1]).

The archetype criminal case of Nix five. Whiteside, 475 U.S. 157, 105 S.Ct. 988 (1986) demonstrates the courtroom's support for the lawyer's duty to suggest the customer of the need to avoid perjurious testimony. In this instance, during trial preparation, the defendant had made it clear to defense counsel that he intended to offer testimony at trial, which the defense counsel believed was false (Id., at 161). While the straight question that the court had to respond was if in that location had been effective help of counsel nether the Sixth Subpoena of the U. S. Constitution, Chief Justice Warren E. Burger'south majority opinion did have an opportunity to annotate on a provision of Iowa's Code of Professional Responsibleness for Lawyers that prohibited lawyers from using perjured testimony and a state statute that criminalized the subordination of perjury.

The chief justice saw nothing constitutionally impermissible nearly a defense force counsel'southward alert to his customer that he would inform the court of defendant's perjury if his client testified falsely at trial. The principal justice reasoned that, even though a defendant has a constitutional right to show, a defendant does not accept the constitutional correct to testify falsely, and a defendant does non have a ramble right to accept a lawyer who would cooperate with planned perjury.

So what should the lawyer in our state of affairs do?

In the hypothetical above, the client'southward statements are fabricated in a deposition, not at trial. While CRPC v-200 does non directly state that the rule covers statements made in a degradation, since a deposition is conducted pursuant to a tribunal'south adjudicative authority, the rule should apply (come across, e.g., MRPC 3.3, Comment [i]).

The lawyer should phone call a pause in the deposition as before long every bit possible. Once in private, the lawyer should enquire the client for an explanation of the statement to decide if the client's testimony is not in fact perjurious. If, subsequently discussion, the lawyer still believes that the client has fabricated a perjurious statement, and so the lawyer must tell the client that information technology must exist corrected, and that unless information technology is corrected, the lawyer will take to seek to withdraw. The lawyer should explain the options available to try and correct the imitation testimony, and the ramifications that could occur from correcting the testimony. If the client refuses to correct the perjurious statement, and so the lawyer must file a motion to withdraw from representation, without revealing in the move that the client's testimony was perjured. If the move is non granted, then the lawyer must proceed with the representation, simply cannot rely or refer to any of the perjured testimony.

Westward. Kearse McGill is the presiding judge of the Stockton District Office of the Workers' Compensation Appeals Board. He is a member of the State Bar of California Committee on Professional person Responsibility and Conduct (CORPAC) and the San Joaquin County Bar Clan and an adjunct professor of law at Humphreys College Laurence Drivon School of Law, where he teaches professional responsibility and legal writing. He can be reached at mcgillessq@comcast.cyberspace . The views expressed herein are his own. This commodity appears in the California Bar Journal as part of COPRAC's outreach and educational efforts. For more than information on COPRAC, get to www.calbar.ca.gov/ethics .

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Source: https://apps.calbar.ca.gov/mcleselfstudy/mcle_home.aspx?testID=85